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Compliance - Control Room, Analyst

TPG Careers Page
Location
New York - 245 Park Avenue
Posted
2 months ago
Department
Compliance
What they actually want (must-haves)
  • Bachelor’s degree
  • 1-3 years of relevant compliance experience within the financial industry
  • Self-motivated and proactive team player
  • Strong organizational skills
  • Attention to detail
  • Excellent written and oral communication skills
Nice to have
  • Knowledge of the Investment Management and Private Funds industry
  • Familiarity with the Investment Advisers Act of 1940 and relevant SEC/FINRA regulations
What the job really is

The Compliance Analyst at TPG will implement the global Control Room strategy, ensuring adherence to regulatory obligations and managing conflicts of interest. Daily responsibilities include overseeing watch and restricted lists, managing information barriers, advising business groups on compliance issues, and coordinating with legal teams. The role requires strong communication and organizational skills, as well as the ability to work in a fast-paced environment.

Benefits
  • Annual base salary range from $90,000 – $105,000
  • Discretionary compensation
  • Comprehensive health benefits
  • Paid time off
  • Other incentives may be available to certain eligible employees
Things to weigh
  • No specific details on the firm's culture or team dynamics are provided
  • The role may involve high-pressure situations due to strict deadlines
  • Salary range is provided, but no specific benefits beyond health and time off are detailed
Job score2.4/5
Benefits3/5
Freshness1/5
Career value4/5
Role clarity4/5
Pay transparency0/5

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