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← Point72

Compliance Associate, Trading Compliance

Point72
Location
Stamford, CT
Posted
16 days ago
Department
Macro Management
What they actually want (must-haves)
  • One to three years of compliance experience within an investment manager, hedge fund, or broker-dealer
  • Basic understanding of multiple asset classes
  • Experience analyzing data and producing clear written summaries, escalation materials, and remediation plans
  • Project management experience with the ability to manage multiple projects simultaneously
  • Experience partnering successfully with cross-functional colleagues
  • Excellent verbal and written communication skills, with the ability to explain technical compliance topics clearly
What the job really is

As a Compliance Associate in the Trading Compliance team at Point72, you will monitor compliance alerts, investigate trading exceptions, and manage compliance-related data. You will work closely with the broader Compliance team and other functions like Technology to enhance compliance processes and tools, while also providing real-time compliance coverage for trading matters.

Benefits
  • Fully-paid health care benefits
  • Generous parental and family leave policies
  • Volunteer opportunities
  • Support for employee-led affinity groups representing women, people of color and the LGBT+ community
  • Mental and physical wellness programs
  • Tuition assistance
Things to weigh
  • No salary listed
  • The role involves managing compliance-related data, which may include dealing with legacy systems
  • The position requires collaboration with cross-functional teams, indicating a need for strong interpersonal skills
Job score3.2/5
Benefits4/5
Freshness4/5
Career value4/5
Role clarity4/5
Pay transparency0/5

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