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← MyFunded Futures

Compliance Officer - Trade Conduct

MyFunded Futures
Location
Hybrid
Posted
11 days ago
Department
MyFunded Futures
What they actually want (must-haves)
  • 5+ years of compliance, market regulation, or surveillance experience within a regulated environment (FCM, prop trading firm, IB, DCM market regulation, or DSRO)
  • Strong technical understanding of futures and options on futures products, market microstructure, and trading mechanics across CME Group, ICE, and other major DCMs
  • Working knowledge of anti-manipulation rules, NFA Compliance Rules applicable to trading activity, and DCM Core Principles
  • Hands-on experience with trade surveillance systems and alert triage workflows
  • Familiarity with CAT reporting, Large Trader Reporting (CFTC Parts 17/18), and CFTC Form 40 obligations
  • Series 3 (National Commodity Futures Examination) — active registration required
Nice to have
  • Experience with algorithmic and high-frequency trading compliance, including review of automated strategies and pre-trade risk controls
  • Familiarity with swap dealer and compliance obligations
  • Experience with Python, SQL, or other data analysis tools for trade data review
  • Series 30 (Branch Manager) registration
What the job really is

The Compliance Officer - Trade Conduct at My Funded Futures will oversee the firm's trading surveillance and compliance with regulatory obligations. This role involves monitoring trading activities, conducting investigations into potential violations, and collaborating with various teams to ensure adherence to market conduct rules and best execution standards. The officer will also be responsible for maintaining compliance with audit trails and reporting obligations.

Things to weigh
  • No specific salary range provided
  • Role involves significant regulatory compliance responsibilities which may be high-pressure
  • Requires active Series 3 registration, which may limit some candidates
  • No mention of remote work flexibility beyond hybrid arrangement
Job score3/5
Benefits1/5
Freshness5/5
Career value4/5
Role clarity5/5
Pay transparency0/5

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