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← Gusto, Inc.

Head of Brokerage Operations

Gusto, Inc.
Location
Denver, CO - Hybrid; New York, New York, United States
Posted
23 days ago
Department
Product Management
Salary
$150,640 to $177,000
What they actually want (must-haves)
  • 10+ years of experience in financial operations, treasury, compliance operations, process optimization or back-office role
  • At least 5 years in a project leadership or managerial capacity within financial services or fintech companies
  • Possessing FINRA SIE + Series 7 + Series 24 currently or ability to obtain them within specified time frames
  • Some knowledge in SEC Rule 15c3-1, SEC Rule 15c3-3, SEC Rule 17a-3 and 17a-4
  • Proven ability to perform and oversee complex reconciliations and transaction research
  • High degree of comfort working with analytical tools and financial data/reporting systems
Nice to have
  • Some knowledge of cash and securities handling, settlement processes, and regulatory reporting requirements
What the job really is

In this role, you will lead the establishment of Gusto's in-house broker-dealer operations, focusing on creating operational objectives, policies, and procedures from scratch. You will oversee back-office functions related to customer funds and transaction reconciliation while ensuring compliance with regulatory standards. Additionally, you will collaborate with various departments to build a robust operational framework that supports Gusto's mission to serve small businesses.

Benefits
  • Competitive base pay
  • Benefits
  • Equity (RSUs)
Things to weigh
  • No specific mention of remote work flexibility beyond hybrid expectations
  • Role involves significant regulatory responsibilities which may add pressure
  • Complex decision-making responsibilities with potential for high impact on company results
Job score4/5
Benefits2/5
Freshness4/5
Career value4/5
Role clarity5/5
Pay transparency5/5

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