Chief Compliance Officer

The Chief Compliance Officer (CCO) at Foundation Risk Partners is responsible for leading the firm's compliance program, ensuring adherence to federal and state securities laws, and managing regulatory risks. The role involves developing compliance policies, overseeing regulatory examinations, and promoting a culture of ethics and fiduciary responsibility. The CCO will collaborate with various departments and report directly to the President, providing strategic guidance to support the firm's growth while maintaining compliance standards.

• Comprehensive range of health-related benefit options including medical, vision, and dental
• 401(k) with company match
• Company paid life insurance
• Short-term and long-term disability insurance
• Generous PTO policy starting at 18 days per year plus 10 paid holidays and 2 floating holidays

• No salary listed
• Role involves significant regulatory oversight and leadership responsibilities
• Experience in compliance for firms with substantial assets under management is preferred