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Compliance

AlphaGrep Securities
Location
Mumbai
Posted
12 days ago
Department
Finance
What they actually want (must-haves)
  • 3–5 years of relevant experience in Compliance, Legal & Compliance or Regulatory Compliance
  • Strong practical knowledge of SEBI regulations applicable to AIF, PMS and Investment Advisers
  • Ability to independently interpret regulatory requirements and implement effective compliance processes
  • Excellent verbal and written communication skills
  • Strong attention to detail and analytical ability
Nice to have
  • Qualification in CS / LLB / Postgraduate degree in Finance, Commerce, Law or Business Management
  • Prior experience with an Asset Management Company, AIF, PMS, Investment Adviser, wealth manager, fund manager or financial services organisation
What the job really is

The Compliance role at AlphaGrep Investment Management involves independently managing regulatory compliance for their SEBI-regulated Alternative Investment Fund, Portfolio Management Services, and Investment Advisory businesses. Daily tasks include monitoring compliance with SEBI regulations, conducting compliance reviews, coordinating regulatory reporting, and maintaining compliance documentation. The position requires strong analytical skills and the ability to communicate effectively with various internal teams.

Things to weigh
  • No salary listed
  • Role requires strong regulatory knowledge and ability to work independently
  • Focus on compliance may limit exposure to other areas of finance or investment management
Job score3/5
Benefits1/5
Freshness5/5
Career value4/5
Role clarity5/5
Pay transparency0/5

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